Lorcan Murphy, Managing Director ACOLIN Ireland, has spoken at the Distribution Risk & Oversight conference on January 19, 2021, as part of a panel discussion on the topic of "Exceeding regulation: Ongoing distribution network oversight".
- Can you demonstrate that you are in control of how your funds are being sold?
- What funds want to see from distributors
- How funds are revising, refining and controlling their oversight of the sales process
- Steps undertaken by funds and distributors to ensure local disclosure, registration and operating requirements are being met
- Best practice for exceeding disclosure obligations
- The steps being taken by funds to ensure their products are reaching their intended market
The main statements are summarized in the video recording.